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The Emergence of Consciousness
Edited by Anthony Freeman
The essays in this issue are also available in book
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How does the conscious mind relate to the physical body? Two common views
from the past offered the stark choice between dualism which said
mind and body were quite separate and physicalism which said
that the mind was in fact ‘nothing but’ the physical brain. Both these
views are now widely rejected.
'Emergence' theory offers a compromise: the mind ‘emerges’ from the physical
body but the whole person, mind and body, is more than the sum of the physical
parts. In The Emergence of Consciousness philosopher Robert Van Gulick
gives a clear and masterly overview and comparison of the current ‘emergent’
and ‘reductive’ approaches. Other contributors discuss more detailed aspects
of the subject. The editor's own chapter argues for the radical proposal
that even God is an ‘emergent property’.
Anthony Freeman is a priest and theologian, dismissed by the Church
of England for his radical views. He has been managing editor of The Journal
of Consciousness Studies since 1994. His books include God
In Us (1993; 2nd edition, 2001) and The
Volitional Brain: Towards a Neuroscience of Freewill (co-edited,
1999).
Robert Van Gulick, the author of the lead article, is professor of philosophy
at Syracuse University. He has written and lectured widely on philosophy
of mind and co-edited
John Searle and His Critics (1993), a discussion
of work by one of the leading names in the study of consciousness.
Contents
Note: As these essays and commentaries were originally published
in the Journal of Consciousness Studies (Vol.8, No.9-10, 2001),
full abstracts are also available from our ejournals site:
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Anthony Freeman
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Editor's Introduction Full
Text
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Robert Van Gulick Abstract
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Reduction, Emergence and Other Recent Options on
the Mind–Body Problem: A Philosophic Overview
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Harry T. Hunt Abstract
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Some Perils of Quantum Consciousness: Epistemological
Pan-Experientialism and the Emergence–Submergence of Consciousness
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Natika Newton Abstract
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Emergence and the Uniqueness of Consciousness
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Michael Silberstein Abstract
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Converging on Emergence: Consciousness, Causation
and Explanation
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Scott Hagan and Masayuki Hirafuji Abstract
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Constraints on an Emergent Formulation of Conscious
Mental States
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Todd E. Feinberg Abstract
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Why the Mind Is Not a Radically Emergent Feature
of the Brain
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Anthony Freeman Abstract
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God as an Emergent Property
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Alwyn Scott
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We Could Be Siblings Yet: Reflections on Huston Smith’s
Why
Religion Matters
Abstracts
Robert Van Gulick, Department of Philosophy, 541 HL,
Syracuse University, Syracuse, NY 13244-1170, USA
Reduction, Emergence and Other Recent Options on the Mind/Body Problem
My aim here is to give an overview of the recent philosophic discussion
to serve as a map in locating issues and options. I will not offer a comprehensive
survey of the debate or mark every important variant to be found in the
recent literature. I will mark the principal features of the philosophic
landscape that one might use as general orientation points in navigating
the terrain.
I will focus in particular on three central and interrelated ideas:
those of emergence, reduction, and nonreductive physicalism. The third
of these, which has emerged as more or less the majority view among current
philosophers of mind, combines a pluralist view about the diversity of
what needs to be explained by science with an underlying metaphysical commitment
to the physical as the ultimate basis of all that is real. The view has
been challenged from both left and right, on one side from dualists (Chalmers,
1996) and on the other from hard core reductive materialists (Kim, 1989).
Despite their differences, those critics agree in finding nonreductive
physicalism an unacceptable and perhaps even incoherent position. They
agree as well in treating reducibility as the essential criterion for physicality;
they differ only about whether the criterion can be met. Reductive physicalists
argue that it can, and dualists deny it.
The terms ‘reduction’, ‘nonreductive’ and ‘emergence’ get used in a
bewildering variety of ways in the mind–body literature, none of which
is uniquely privileged or standard. Thus clarity about one’s intended meaning
is crucial to avoid confusion and merely verbal disagreements. Thus, much
of my mapping will be devoted to sorting out the main versions of reduction
and emergence before turning to assess their interrelations and plausibility.
My intent is to act largely as a guide and not an advocate. Though I am
sure my biases will sometimes affect how I describe the issues, my goal
is to lay out the logical geography in a more-or-less neutral way.
Todd E. Feinberg, Beth Israel Medical Center, Fierman
Hall, 317 East 17th Street, New York, NY 10003, USA
Why the Mind is Not a Radically Emergent Feature of the Brain
In this article I will attempt to refute the claim that the mind is a radically
emergent feature of the brain. First, the inter-related concepts of emergence,
reducibility and constraint are considered, particularly as these ideas
relate to hierarchical biological systems. The implications of radical
emergence theories of the mind such as the one posited by Roger Sperry,
are explored. I then argue that the failure of Sperry’s model is based
on the notion that consciousness arises as a radically emergent feature
‘at the top command’ of a non-nested neurological hierarchy. An alternative
model, one that avoids the dualism inherent in radical emergence theories,
is offered in which the brain is described as producing a nested hierarchy
of meaning and purpose that has no ‘top’ or ‘summit’. Finally, I will argue
there remains a non-reducible aspect of consciousness that does not depend
upon radical emergence theory, but rather on the mutual irreducibility
of the subjective and objective points of view. This irreducible aspect
of consciousness can be understood as the non-mysterious result of brain
evolution and normal neural functioning.
Anthony Freeman, Imprint Academic, PO Box 1, Thorverton,
Devon EX5 5YX, UK
God As An Emergent Property
Treating conscious states as emergent properties of brain states has religious
implications. Emergence claims the neutral ground between substance dualism
(perceived as hostile to science) and reductive physicalism (perceived
as hostile to religion). This neutrality makes possible a theory of human
experience that is religious, yet lies wholly within the natural order
and open to scientific investigation. One attempt to explain the soul as
an emergent property of brain states is studied and found wanting, because
of a dogmatic assumption that God is ‘beyond all material form’. Reflection
on the central Christian claim that Jesus Christ was human and divine suggests
the alternative view that God and the soul are both emergent properties.
Unlike the philosopher’s or physicist’s remote and isolated ‘first cause’,
this God is immediate and personal and social.
Scott Hagan, Mathematics Department, British Columbia
Institute of Technology, 3700 Willingdon Avenue, Burnaby, British Columbia,
V5G 3H2 Canada
Masayuki Hirafuji, Computational Modeling Lab, Department of Information
Research, NARC, 3-1-1 Kannondai, Tsukuba, Ibaraki, 305-8666 Japan
Constraints on an Emergent Formulation of Conscious Mental States
Fundamental limitations constraining the application of emergence to formulations
of conscious mental states are explored within the paradigm of classical
science. This paradigm includes standard interpretations of functionalism,
computationalism and complex systems theories of mind — theories which
are ultimately justified by an appeal to emergentist principles. We define
a distinction between extrinsic and intrinsic accounts of emergent conscious
states, and examine the prospects for both. Extrinsic accounts are subject
to relativities with respect to external observers that must be resolved
if the ontological character of conscious states is to be preserved. While
this can, in some cases, be accomplished by imposing an appropriate invariance,
no such strategy exists in the case of relativity with respect to boundary
without absurd consequences. If, on the other hand, conscious states require
intrinsic definition, a specification of the system boundary must be explicitly
available if the conscious ontology is to be uniquely specified. Even minimal
information requirements make this incompatible with locality constraints.
We investigate what progress can be made in overcoming these obstacles
by relaxing various assumptions.
Harry T. Hunt, Department of Pychology, Brock University,
St Catherine’s, Ontario, L2S 3A1 Canada
Some Perils of Quantum Consciousness. Epistemological Pan-experientialism
and the Emergence–Submergence of Consciousness
If consciousness emerges into ontological reality at some point in nature,
as system complexity increases, then it also ‘submerges’ at some adjoining
point, as structures simplify. This has led some to posit a ‘latent-consciousness’
in what Bohr saw as the consciousness-like spontaneity of quantum phenomena.
Yet to move on this basis to Whitehead’s ontological pan-experientialism
or to direct quantum explanations of consciousness (Hameroff and Penrose)
faces serious epistemological limitations — perhaps being more unwittingly
projective than genuinely explanatory. More reasonable would be an epistemological
pan- experientialism in the sense of the later James. Consciousness, as
the ultimate lens and medium of all knowledge, is inseparable from the
physical reality it would know, especially at the very limits of empirical
observation in microphysics. ‘Submerged’ consciousness is better understood
in Jamesian pragmatic terms than via assumed but unprovable ontologies.
Natika Newton, Department of Philosophy, Nassau County
Community College, Garden City, NY 11530
Emergence and the Uniqueness of Consciousness
This paper argues that phenomenal consciousness arises from the forced
blending of components that are incompatible, or even logically contradictory,
when combined by direct methods available to the subject; and that it is,
as a result, analytically, ostensively and comparatively indefinable. First,
I examine a variety of cases in which unpredictable novelties arise from
the forced merging of contradictory elements, or at least elements that
are unable in human experience to co-occur. The point is to show that the
uniqueness of consciousness is comprehensible in terms of a more general
kind of emergence. I then argue that phenomenal consciousness essentially
involves synchronous activations of representations of ‘identical’ intentional
objects with distinct temporal tags, and is thus a case of the emergence
of novelty from forced blending of incompatible components. It follows
from the general nature of such emergence that consciousness would be indefinable
and hence seem mysterious. This analysis will show why phenomenal consciousness
would be impossible to resolve into its constituents by the conscious subject.
The result is, I hope, a happy blend of physicalist explanation with respectful
acknowledgement of the robustness of subjective experience.
Michael Silberstein, Department of Philosophy,
Wenger Center, Elizabethtown College, One Alpha Drive, Elizabethtown, PA
17022, USA
Converging on Emergence Consciousness, Causation and Explanation
I will argue that emergence is an empirically plausible and unique philosophical/
scientific framework for bridging the ontological gap and the explanatory
gap with respect to phenomenal consciousness. On my view the ontological
gap is the gap between fundamental ingredients/parts of reality that are
not conscious (such as particles and fields) and beings/wholes (such as
ourselves) that are conscious. The explanatory gap is the current lack
of a philosophical/scientific theory that explains how non-conscious parts
can become conscious wholes. Both gaps are of course conceptual as well
as empirical in nature. Section I will be devoted to these issues as well
as providing other general criteria for an account of consciousness. In
section II, different types of emergence will be defined in the context
of a more general taxonomy of reduction and emergence. Emergentism about
consciousness becomes much more plausible when we see that the ancient
‘atomism’ (i.e., mereological and nomological supervenience) that drives
physicalism on one end, and fundamental property dualism on the other,
is probably false. Backing up this claim will be the primary burden of
section III. In section IV I will conjecture that phenomenal consciousness
is mereologically and perhaps nomologically emergent from neurochemical/
quantum processes, just as many other properties are so emergent. In section
V I defend my view of emergence against the objections that: (1) it cannot
bridge the explanatory/ontological gap between matter and consciousness
and (2) it cannot account for the causal efficacy of consciousness in itself.
Finally, in section VI, there is speculation about where all of this might
take us in the future.
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