Contents

Vol. 15, No.10-11, October-November 2008
Special Issue on Social Approaches to Consciousness
Charles Whitehead   full text
Editor's Introduction

Refereed Papers

Part 1: The Social Brain

Robert Turner & Charles Whitehead  abstract
How Collective Representations Can Change the Structure of the Brain
Joan Y. Chiao, Zhang Li & Tokiko Harada  abstract
Cultural Neuroscience of Consciousness: From Visual Perception to Self-Awareness
Corrado Sinigaglia  abstract
Mirror Neurons: This is the Question
Charles Whitehead  abstract
The Neural Correlates of Work and Play

Part 2: Social Mirrors

Maya Gratier & Colwyn Trevarthen  abstract
Musical Narrative and Motives for Culture in Mother-Infant Vocal Interaction
Max Weisbuch & Nalini Ambady  abstract
Non-Conscious Routes to Building Culture: Nonverbal Components of Socialization
Michael J. Apter  abstract
Reversal Theory, Victor Turner, and the Experience of Ritual
Lucy A. Bates, Phyllis C. Lee, Norah Njiraini, Joyce  H. Poole, Katito Sayialel, Soila Sayialel, Cynthia J. Moss & Richard  W. Byrne  abstract
Do elephants show empathy?
Charles Whitehead  abstract
Editorial Introduction to Knight’s paper
Chris Knight  abstract
Honest Fakes and Language Origins

Part 3: Collective Consciousness and Reality

Etzel Cardeña  abstract
Consciousness and Emotions as Interpersonal and Transpersonal Systems
Allan Combs & Stanley Krippner  abstract
Collective Consciousness and the Social Brain
Imants Barušs  abstract
Beliefs about Consciousness and Reality: Clarification of the Confusion Concerning Consciousness

Index   full text


Michael J. Apter

Reversal Theory, Victor Turner and the Experience of Ritual

Abstract: The extraordinary parallel between the psychological theory of reversals (Apter, 1982) and the anthropological theory of anti-structure (Turner, 1982) — both derived independently and almost simultaneously from entirely different kinds of evidence and research — would seem to point to something profound and universal in human experience which has been curiously neglected in the behavioural sciences and entirely ignored in consciousness studies. What I will do here is to introduce reversal theory, show how it applies to ritual, and then compare it with Victor Turner’s well-known approach to the very same topic.

Reversal theory has in fact been used to elucidate many diverse social phenomena, for example criminal violence, military combat, sexual behaviour, family relationships, soccer hooliganism, organizational culture, leadership, team sports, social advocacy and classroom management (see review in Apter, 2001a). The present paper extends these ideas to ritual for the first time, and makes reference especially to the work of Turner and his idea of cultural inversions (Turner, 1969). Reversal theory is also about inversions, but the inversions in this case (i.e. reversals) occur at the level of individual psychology and are identified initially as experiential rather than behavioural or social. This paper will explore the relationship between these two kinds of reversal, psychological and anthropological.

Correspondence: mjapter@aol.com


Imants Barušs

Beliefs about Consciousness and Reality: Clarification of the Confusion Concerning Consciousness

Abstract: There is considerable confusion surrounding the notion of consciousness. This confusion can be partially resolved by clarifying the referents of the word ‘consciousness’. Doing so, however, reveals a more insidious problem, namely, the role played by personal beliefs in understanding consciousness. In particular, as revealed by a comprehensive survey, such beliefs range along a material-transcendent dimension, with the choice of notions of consciousness corresponding to materialist, conservatively transcendent, or extraordinarily transcendent positions. Further empirical research has revealed that those with more transcendent beliefs tend to have a more rational and curious approach to the world than those with more materialist beliefs. And, indeed, transcendent beliefs are also associated with greater intelligence. Although the possibility of a developmental sequence from materialist to transcendent beliefs is suggested, given the nature of fundamental beliefs, it does not appear that reconciliation between them is possible. Thus, although the confusion surrounding the study of consciousness can be clarified, the situation giving rise to the confusion cannot be eliminated.

Correspondence: Imants Barušs, Kings University College, 266 Epworth Ave., London, Ontario, Canada, N6A 2M3. Email: baruss@uwo.ca


Lucy A. Bates,1 Phyllis C. Lee, Norah Njiraini,2 Joyce H. Poole, Katito Sayialel,2 Soila Sayialel, Cynthia J. Moss2 and Richard W. Byrne

Do Elephants Show Empathy?

Abstract: Elephants show a rich social organization and display a number of unusual traits. In this paper, we analyse reports collected over a thirty-five year period, describing behaviour that has the potential to reveal signs of empathic understanding. These include coalition formation, the offering of protection and comfort to others, retrieving and ‘babysitting’ calves, aiding individuals that would otherwise have difficulty in moving, and removing foreign objects attached to others. These records demonstrate that an elephant is capable of diagnosing animacy and goal directedness, and is able to understand the physical competence, emotional state and intentions of others, when they differ from its own. We argue that an empathic understanding of others is the simplest explanation of these abilities, and discuss reasons why elephants appear to show empathy more than other non-primate species.

Correspondence: Richard W. Byrne, School of Psychology, University of St Andrews, Fife, KY16 9JP, UK. Email: rwb@st-andrews.ac.uk


Etzel Cardeña

Consciousness and Emotions as Interpersonal and Transpersonal Systems

Abstract: Emotions and consciousness are intimately linked and often conceived from a purely intrapersonal perspective. This paper explores the implications of considering emotions as not only intrapersonal but also as interpersonal and transpersonal heterarchical (i.e., every component has potentially equal importance) systems. It is telling that in contemplative traditions and contemporary research on hypnotic experience, deep ‘inner’ experience is pregnant with interpersonal and transpersonal meanings. Similarly, the propensity to have porous conscious experiences is paralleled by the tendency to be affected by the emotion of others. Anecdotal and experimental evidence on anomalous events clearly suggests that strong emotions can have non-local effects. That consciousness and emotions are embedded within interpersonal and transpersonal fields has important epistemological and ethical implications.

Correspondence: Etzel.Cardena@psychology.lu.se


Joan Y. Chiao, Zhang Li, Tokiko Harada

Cultural Neuroscience of Consciousness: From Visual Perception to Self-Awareness

Abstract: Philosophical inquiries into the nature of consciousness have long been intrinsically tied to questions regarding the nature of the self. Although philosophers of mind seldom make reference to the role of cultural context in shaping consciousness, since antiquity culture has played a notable role in philosophical conceptions of the self. Western philosophers, from Plato to Locke, have emphasized an individualistic view of the self that is autonomous and consistent across situations, while Eastern philosophers, such as Lao Tzu and Confucius, have argued for a collectivistic view of the self, one that is interconnected to others and embedded within specific social contexts and situations. Here we argue that a comprehensive theory of consciousness needs to account for the role of cultural context and its bidirectional interaction with neural and genetic mechanisms in shaping a variety of conscious phenomena, from visual perception to self-awareness. We review recent evidence of cultural variation in neurobiological mechanisms underlying these phenomena and discuss the implications of these cultural neuroscience findings for the study of consciousness.

Correspondence: Joan Y. Chiao, Department of Psychology, Northwestern University, Email: jchiao@northwestern.edu


Allan Combs and Stanley Krippner

Collective Consciousness and the Social Brain

Abstract: This paper discusses supportive neurological and social evidence for ‘collective consciousness’, here understood as a shared sense of being together with others in a single or unified experience. Mirror neurons in the premotor and posterior parietal cortices respond to the intentions as well as the actions of other individuals. There are also mirror neurons in the anterior insula and anterior cingulate cortices which have been implicated in empathy. Many authors have considered the likely role of such mirror systems in the development of uniquely human aspects of sociality including language. Though not without criticism, Menant has made the case that mirror-neuron assisted exchanges aided the original advent of self-consciousness and intersubjectivity. Combining these ideas with social mirror theory it is not difficult to imagine the creation of similar dynamical patterns in the emotional and even cognitive neuronal activity of individuals in human groups, creating a feeling in which the participating members experience a unified sense of consciousness. Such instances pose a kind of ‘binding problem’ in which participating individuals exhibit a degree of ‘entanglement’.

Correspondence:
Allan Combs, Transformative Studies Program, CIIS, 1453 Mission Street, San Francisco, CA  94103, USA. Email: allan@sourceintegralis.org
Stanley Krippner, Saybrook Graduate School, 747 Front Street, San Francisco, CA 94111-1920, USA. Email: SKrippner@saybrook.edu


Maya Gratier and Colwyn Trevarthen

Musical Narrative and Motives for Culture in Mother–Infant Vocal Interaction

This paper is concerned with the forms of meaningful engagement that emerge in vocal interactions with preverbal infants, in particular with the narrative organisation of coordinated expression in time. We relate culture and meaning in preverbal exchange to an ‘implicit knowing’ involving nonconscious habits, procedures and patterns (Gratier, 2001; Stern, 2004) derived from direct perception of the purposeful and coordinated body mouvements of self and other, or what Stein Bråten (1988; 1998) has termed ‘felt immediacy’. Shared focus and affective involvement with the expressions of another in observable interpersonal interaction attest to the unique intersubjective awareness that leads infants to participate in the activity of culture. With Jerome Bruner (1990) we believe that narrative is a fundamental mode of human collective thinking — and acting — and that its basic function is the production of meaning or ‘world making’.

We first attempt to redefine the boundaries of the term ‘narrative’ to include ‘narratives without words’ based on processes of temporal organisation in language and music. In the second section of the paper, we describe what we take to be indices of a narrative organisation in live mother–infant interaction based on its ‘communicative musicality’. The third section presents the speculative claim that the interactions between young infants and adults are not only narrative in form but also present a narrative content of ‘common sense’ based on what we call a ‘proto-habitus’. In the fourth and fifth sections we present some empirical evidence for the narrative organisation of both spontaneous mother-infant vocal interaction and interaction based on singing for and with infants.

Correspondence: mgratier@u-paris10.fr, gratier@gmail.com, c.trevarthen@ed.ac.uk


Charles Whitehead

The Human Revolution: Editorial Introduction to ‘Honest Fakes and Language Origins’ by Chris Knight

Knight has previously presented his own anthropological, biological, and archaeological arguments for a big bang origin of human culture and language (e.g. 1991; 1998; 1999; 2000; 2008a,b; Knight et al., 1995). In particular he has argued that the wide range of apparently ‘anti-biological’ phenomena which characterise human culture – such as the worldwide provenance of rule-of-women myths and of secret rituals in which men claim to menstruate — can only be explained by a revolutionary inversion of biological signals and disruption of a typical primate social order. His present paper makes no mention of all this previous work. Here he presents a philosophical argument to show that the very idea of language emerging by genetic point mutations, and the concept of a ‘digital mind’, are logically incoherent. Hopefully this will drive the final nail into the coffin of pseudo-biological macro- or micro-mutational theories of language origins, as espoused by evolutionary psychologists such as Pinker (1994), palaeoanthropologists like Mithen (1996a,b), and linguisticians such as Chomsky (2005).

This introduction is intended as a ‘red carpet’ welcoming Professor Knight to the pages of JCS. Of course, according to Knight’s theory — and a noteworthy Dogon myth quoted by Knight (1991, pp. 424–5) — red carpets are red, as are the robes of kings and cardinals, because of the numinous power originally ascribed to menstrual blood.

Correspondence: drcwhitehead@aol.com


Chris Knight

‘Honest Fakes’ and Language Origins

If ‘a part of the mind is digital’, how did it ever get to be that way? Under what Darwinian selection pressures and by what conceivable mechanisms might a digital computational module become installed in an otherwise analog primate brain? Can natural selection acting on an analog precursor transform it incrementally into a digital one? Is such an idea even logically coherent?

Correspondence: School of Social Sciences, Media and Cultural Studies, University of East London, Docklands Campus, London E16 2RD


Corrado Sinigaglia

Mirror Neurons: This is the Question

Abstract: Despite the impressive body of evidence supporting the existence of a mirror neuron (MN) system for action, the original claim regarding its crucial role in action understanding remains controversial. Emma Borg has recently launched a sharp attack on this claim, with the aim of demonstrating that neither the original version nor the subsequent revisions of the MN hypothesis tell us very much about how intentional attribution actually works. In this article I take up the challenge she issues in the title of her paper (If Mirror Neurons are the Answer, What was the Question?) and argue that what MNs offer is not as Borg claims ‘an extremely limited’ picture of action understanding but rather an enriched picture that brings to light aspects of social cognition hitherto ignored in the mind-reading literature, showing how intentional motor components of action can shape social cognition prior to and apart from any forms of deliberate mentalizing.

Correspondence: Corrado Sinigaglia, Dipartimento di Filosofia, Università di Milano, via Festa del Perdono 7, 1-20122 Milano, Italy.
corrado.sinigaglia@unimi.it


Robert Turner and Charles Whitehead

How Collective Representations Can Change the Structure of the Brain

Abstract: Culture not only influences human psychology and perceptions of self, others and reality, it also, in certain contexts, influences the quality and degree of consciousness itself. If the brain gives shape to consciousness, then we would expect culture to have a corresponding impact on the functional anatomy and microstructure of the brain. The concept of ‘collective representations’, as developed by Durkheim, refers to the often crucial components of human life that have meaningful existence only because we agree that they do — such as customs, money, religion, cosmology, language, games, laws, power structures and artistic genres. We present recent imaging research which illuminates the feedback relationship between these two types of representation — the collective and the cortical — and which demonstrates that collective representations can have well-defined cortical representations.

Correspondence: turner@cbs.mpg.de


Max Weisbuch and Nalini Ambady

Non-Conscious Routes to Building Culture: Nonverbal Components of Socialization

Abstract: Gesture and elaborate forms of nonverbal behaviour have been posited as necessary antecedents to language and shared conceptual understanding. Here we argue that subtle and largely unintentional nonverbal behaviours play a key role in building consensual beliefs within culture. We propose a model that focuses on the subtle and automatic nonverbal transmission of attitudes, beliefs and cultural ideals. Specifically, people extract attitudes and beliefs from nonverbal behaviour — such extraction is both ubiquitous and efficient. The extracted attitudes and beliefs become individual beliefs if encountered frequently enough. Consequently, people may come to adopt the same attitudes, beliefs and behaviours in the absence of verbal communication. Finally, one’s own nonverbal behaviour reflects the extracted attitudes, beliefs and ideals of those of one’s group, serving as a means for transmitting culture. The implication is that subtle nonverbal behaviour is important for the creation and maintenance of culture.

Correspondence: nalani.ambady@tufts.edu    maxweisbuch@gmail.com


Charles Whitehead

The Neural Correlates of Work and Play

What Brain Imaging Research and Animal Cartoons can tell us about Social Displays, Self-Consciousness, and the Evolution of the Human Brain
Abstract: Children seem to have a profound implicit knowledge of human behaviour, because they laugh at Bugs Bunny cartoons where much of the humour depends on animals behaving like humans and our intuitive recognition that this is absurd. Scientists, on the other hand, have problems defining what this ‘human difference’ is. I suggest these problems are of cultural origin. For example, the industrial revolution and the protestant work ethic have created a world in which work is valued over play, object intelligence over social intelligence, and science and technology over the arts. This may explain why we have so many imaging studies of tool-use and object manipulation, but only four studies of dance, two of pretend play, and one of role-play.
 Yet in order to understand child development, the evolution of the brain, and the emergence of human self-consciousness, we need to look at social displays — such as dance, song, image-making and role-play — which underpin human culture, cooperation and the arts. I will discuss recent brain imaging research on playful versus instrumental behaviour and show how, in conjunction with archaeological data, we can use this to make sense of human evolution.

Correspondence: drcwhitehead@aol.com


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