CYBERNETICS & HUMAN KNOWING

A Journal of Second Order Cybernetics & Cyber-Semiotics

Vol. 4 no. 4 1997

Contents:

Louis H. Kauffman

Columns:

Louis H. Kauffman: Virtual Logic - The Gremlin and the Self (full text)

Ranulph Glanville: A Cybernetic Musing: In the Animal and the Machine (full text)

Articles:

Søren Brier: Foreword (full text)

Axel Randrup: Thematic Foreword (full text)

Elaine Smith: Transubstantiation (full text)

Tetsunori Koizumi: Nature, Spirituality, and Environmental Ethics: East Meets West (abstract)

Axel Randrup: An Alternative to Materialism: Converging Evidence from Nature Spirituality and Natural Science (abstract)

Eric Schwarz: About the Possible Convergence between Science and Spirituality (abstract)

Discussion:

Pierre Marchais: On the concept of spirituality (full text)

Praxis:

Ervin Laszlo: Planetary Consciousness: Our next Evolutionary Step (full text)

Axel Randrup: Spirituality sig (full text)

Reviews:

Gertrudis Van de Vijver: Signs and Systems (full text)

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Virtual Logic - The Gremlin and the Self

This is the third column in this series on "Virtual Logic". In the first column I promised more about the self-replicating gremlin, but turned my attention to the Robbins problem in Boolean algebra for the second column. In this column, we return to the gremlin.

Lets begin by recalling the gremlin in typographical form. The gremlin, G, has the property that

Gx = (xx)

where (a) is our typographical convention for an image of a "cap" over a. A gremlin, when it encounters an object on its right (the gremlin, being a denizen of the line discriminates between right and left) duplicates that object and puts the two copies inside the cap.

A harmless idea this duplication, is it not? So it seems, unless we apply the gremlin to itself. Then we find that Gx = (xx) becomes GG = (GG). For the sake of abbreviation, let J = GG. Then J = (J). J is an entity that can produce a cap (or in the line, a parenthesis) around itself. So we have

J = (J) = ((J)) = (((J))) = ((((J)))) = …

ad infinitum.

This leads us to consider the "limiting form" omega:

W = (((((…))))).

If we allow the idea of an infinite nest of parentheses, or an infinite nest of caps within caps, then we have a spatial example of a form W that literacy satisfies the equation

W = (W ).

The form W satisfies this equation identically, since an exact copy (albeit infinite) of it sits inside itself. The concatenation of gremlins J = GG : J = (J). does not actually sit inside itself. Rather, J is a machine that when you operate it produces a shell about itself: J ----> (J). We have obscured this distinction by our cavalier use of the equals sign!

Underneath this use of the equals sign is an equally cavalier use of the notion of identitv. It is through the notion of identity that this discussion moves from pure mathematical considerations to matters of personal identity, and to the identity of the observer in any selfobserving system.

Can we ever assert of two entities A and B that "A is identical to B"? This cannot be done. If A and B are given as distinguished from each other, then they are not identical. When we say that A is identical to B we really mean "identical in certain respects". Thus the two Omegas in this line, W and W , are identical in form but not in position. They are however congruent figures - one can be moved rigidly to coincide with the other.

And what about the identity of A with itself? Is this A identical with this A? This is even more precarlous, since A must be seen as different from itself in order for the question to arise. This is exactly what we have meant by self-identity all along, and it stems from the experience of the self. We (as western speakers of Indo-European languages) take as axiomatic that there is one self that is each of us. And that self is a self capable of observing itself. In order for me to observe myself, l must split myself into a self that sees and a self that is seen. I SEE that the self seen and the seeing self are identical. The self becomes identical to it/her/him self. This axiomatic move (that each of us performs) becomes the reference point for a notion of identity. We find identity in a return to unity after an act of separation. We project this same pattern upon the objects of our experience.

As for ourselves, we take reference points in space and in time. Thus I listen to my words right now, comprehending them after they are spoken. In this way I view a trace of myself in the past. It is myself, and I identify that trace as my trace. This reflectivity takes on a timeless aspect, much like viewing in a hall of mirrors the successive images all at once. Remarkably, we do not seem to create in our cognition those infinite sequences so easily seen in mirrors and in recursive constructions such as W = (((((...))))). It is enough for us to point once to our trace without going into an infinite regress of pointing. The absence of this infinite regress in our mental and perceptual experience is an important experiential adjunct to the axiom that

The self is one. In a being prone to falling into the infinite regress, the self would either fragment into many selves, or it would fall endlessly down the rabbit hole of perceiving perceiving.

Just so, the gremlin does not insist on an infinite construction in order to obtain GG= (GG). We are a little surprised to find GG inside those parentheses after applying the operator G to itself, but after all G just duplicates an X and puts the copies in a box.

We are a little surprised to encounter ourself upon examining the cleft between the world outside and the world within. But after all, the operant self on the boundary between inside and outside just takes the form and its opposite (they inform a common boundary) and puts them both in the box of comprehension.

The gremlin should have the last say in this matter, and he does, telling us that his mode of being can produce paradox as easily as pulling a rabbit from a hat. For example, let us interpret the symbolism AB to mean that "B is a member of A".

AB = "B is a member of A".

Let ~A mean "not A":

~A = "not A"

Now define R by the equation

RX = ~XX.

Reading this equation out we see that it says "X is a member of R if and only if it is not the case that X is a member of X." This is the famous Russell set. Substituting R for X we have

RR = ~RR.

This is the Russell Paradox. The set R is a member of itself if and only if it is not a member of itself. Bertrand Russell devised this paradox around the turn of the century. As the reader can see, the Russell paradox is nothing more than a special case of the action of the gremlin. The Russell Paradox produces a "thing" (RR) that is identical with what it is not. Is not the self identical with what it is not? This, in itself, constitutes one kind of resolution of the paradox. But we will leave this topic (more about the Russell Paradox another time) and make a shift to matters of reference.

The lndicative Shift

We have seen how self-reference arises naturally from certain acts of reference. Here is a variation on that theme. Let the formalism A----->B denote a reference from A to B. For example, A can be the name of B. Now define the SHIFT of the reference A -----> B to be a new reference, namely from A# to AB:

A# -----> AB.

SHIFT(A -----> B) = A# -----> AB.

Here we have a new name, denoted A#, and a new referent, denoted by AB. The new name, A#, will be called the "meta-name" of A. The new referent, AB, will be called the "A-projection of B."

An example of the movement from A -----> B to A# -----> AB is the social situation of meeting a person (B) and learning their name (A). After learning the name, we use it in the meta-form A#. When I see Roger I see a "person with name Roger" and from my place of reference I call this person Roger, but that "Roger" has the property that his name occurs both in my mind and in association with the locus of his physical body in space (the referent). In ordinary language, the name in quotes is the equivalent of the meta-name. In the indicative shift we notate Roger# to indicate the new status of the learned name.

Now lets suppose that the meta-naming operator, #, itself has a name. Let

M -----> #

denote the reference that names the meta-naming operator. Apply the shift to this reference and we obtain

SHIFT(M -----> #) = M# -----> M#.

The meta-name of the name of the meta-naming operator refers to itself.

More generally, suppose that A -----> #B; then, shifting, we find

SHIFT(A -----> #B) = A# -----> A#B.

You can think of A#B as a sentence that discusses A#. Since A# is the name (referent) of this sentence A#B, we see that A#B is discussing itself by using its own name.

In this way, the indicative shift shows how self-reference can arise in a very simple formal language. The self-reference that arises in the indicative shift, is a syntactic analogue of the famous Quine sentence (Willard van Ornam Quine - Harvard philosopher and logician). Here is a variant of the Quine sentence:

"Creates a self-referential sentence when appended to its own quotation" creates a self-referential sentence when appended to its own quotation.

The Quine sentence is indeed self-referential and it contains within it the instructions for determining when the self-reference happens. We read the Quine sentence and see that it has the structure of "Q"Q where Q tells us that the result of appending Q to its own quotation will result in a self-referential sentence.

In the indicative shift, we have removed the internal speech of sentence fragment

Q = Creates a self-referential sentence when appended its own quotation

and made an external grammar of the shift.

The meta-operator # has a natural name, namely its placement in quotes. "Anything"-----> Anything and so "#" -----> #.Then

SHIFT( "#" -----> #) = "#"# -----> "#"#.

From the context of the indicative shift, the operator # has the property that it creates a self-reference when it is appended to own quotation. lnstead of # being a sentence fragment, this potential for creating self-reference is a way to describe how # behaves in its context. The semantics of the sentence fragment has been replaced by the syntax of the shift.

It is amusing to go backwards and devise a generalised Quine sentence fragment that will correspond to #. Here is one phrasing of it:

# = Creates a reference from itself appended to A, to B appended to A whenever A refers to B.

Then "#"# is the construction

"Creates a reference from itself appended to A, to B appended to A whenever A refers to B" Creates a reference from itself appended to A, to B appended to A whenever A refers to B.

The construction "#"# is seen to refer to itself through its own self-definition. This sort of bootstrapping is at the heart of our apparently stable notion of the self, and it is at the heart of the structure of systems that embody their own descriptions.

An Exercise

Let us say that an expression of the form #F is "active". Then a reference to #F such as g ----> #F shifts to g# -----> g#F and creates a self-reference. However g#F is no longer active unless g is active. On the other hand, if #g ----> #F then

SHIFT(#g ----> #F) = #g# -----> #g#F,

The self-reference remains active when the referent or name is active.

"What is in a name?
A rose by any other
Name
Would smell as sweet".

I urge the reader to explore the relationship between activity as a syntactic property and activity as an analog of wakefulness (or consciousness). The awake self is always ready to perform a metalevel shift.

As a parting shot, we ask the reader to consider the last sentence of this column. Who can verify the truth of the last sentence of this column?

The Last Sentence of this Column:

No person who is awake while reading the last sentence of this column can verify the truth of that sentence.

Subject-headings:

Virtual logic ; Gremlin ; Observer ; Cognition ; Russell's paradox ; Self-reference

This Web edition of Cybernetics and Human Knowing is edited by M&T Thellefsen
Rev. - 12-06-98